SEC 2025 Exam Priorities: Private Funds, Cyber, Crypto, and New Rule Compliance
October 25, 2024
October 25, 2024
The U.S. Securities and Exchange Commission (“SEC”) Division of Examinations (the “Division”) released its 2025 examination priorities on October 21, 2024 (the “2025 Priorities”). The 2025 Priorities highlight a wide range of topics for entities subject to SEC examinations, particularly investment advisers and broker-dealers. The topics should be very familiar, as they largely continue recent focus areas for not only the Examinations Division but also the Enforcement Division.
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This article was republished by the Harvard Law School Forum on Corporate Governance blog.