Effective Compliance Programs

Compliance programs are designed to help companies act lawfully and follow the regulations that apply to them. Effective compliance programs can minimize the risk of misconduct and safeguard against inadvertent breaches. They can also mitigate potential penalties and reputational damage in the event of a breach by demonstrating an organization’s underlying commitment to the rules.

Companies need to dedicate time and resources to developing a program that fits their organization; that is understood and followed by staff; and that is adaptable to evolving regulation.

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