The Cleary Securities and Disclosure Center
News Bites
Corporate Governance
- ISS Issues 2021 Updates to Certain Compensation Related FAQs and Policies
- Cleary Gottlieb Participates in Panel Discussion on Highlights of the 2020 Proxy Season
- 2020 Post-Proxy Season Review and Governance Trends
- The New Civil Code: Obey
- ISS Issues Additional Voting Policy Guidance in Response to COVID-19 Pandemic
- The Keys to Emergency Succession: Planning For Boards and Senior Management During a Health Pandemic
- Glass Lewis Expands Report Feedback Statement Service
- Insider Trading Risk During the COVID-19 Outbreak
- Glass Lewis Revised Guideline Regarding Virtual Meetings for 2020 Proxy Season
- Cuomo Executive Order Gives New York Corporations Relief on Physical Annual Meetings
- Coronavirus & Postponing/Adjourning Annual Meetings
- Coronavirus & Virtual Annual Meetings
- Cleary Gottlieb Participates in Panel Discussion on Outlook for the 2020 Proxy Season
- ISS Updates its 2020 Proxy Voting Policies
- Glass Lewis Updates Its 2020 Proxy Voting Guidelines
- In its Highly Anticipated Guidance on Proxy Advisory Firms, the SEC Proceeds With Caution
- The Purposes of a Corporation and the Role of the Board
- Cleary Gottlieb Participates in Panel Discussion on Highlights of the 2019 Proxy Season
- July 2019 Privacy and Cybersecurity Enforcement: Lessons for Management and Directors
- How Many Directorships is Too Many? Vanguard’s Evolving View
- DOJ Guidance on Corporate Compliance Programs: A Checklist for Directors
- Hertz Pursues Novel Theory to Hold Former Management Team Personally Liable for Restatement and Ensuing Legal Proceedings
- How to Practically Synthesize Investor Messages From BlackRock, State Street, and T. Rowe Price
- Reading Diversity Into Regulation S-K
- ISS Updates its 2019 Proxy Voting Guidelines
- Recent Updates to Proxy Advisory Firm Guidelines
- The Tesla Settlement – What It Means for Other Companies
- SEC Staff Releases Two New C&DIs on the Use of Notices of Exempt Solicitation
- Update on Board Diversity Developments
- State Regulators Reach Settlement With Equifax in Connection With Massive Data Breach
- Bringing the #MeToo Movement Into the Board Room
- Confronting Sexual Harassment in Today’s Workplace: 8 Questions Companies Should Be Asking Themselves
- SEC Signals Company Friendly Approach in New Shareholder Proposal Guidance
- Selected Issues for Boards of Directors in 2018
Disclosure and SEC Reporting
- SEC Chief Accountant Weighs in on Accounting Issues During the COVID-19 Outbreak
- SEC Cracks Down on Earnings Management
- July 2019 Privacy and Cybersecurity Enforcement: Lessons for Management and Directors
- Reading Diversity Into Regulation S-K
- The Tesla Settlement – What It Means for Other Companies
Financial Reporting and Audit
- SEC Brings Enforcement Action Against Global Brokerage Company, Finding False and Misleading Statements In Connection With Non-GAAP Financial Measures
- SEC Chief Accountant Weighs in on Accounting Issues During the COVID-19 Outbreak
- SEC Cracks Down on Earnings Management
- Hertz Pursues Novel Theory to Hold Former Management Team Personally Liable for Restatement and Ensuing Legal Proceedings
- Potential SEC Inquiry: Improper Rounding Up of EPS
Registered Offerings
Securities Litigation
- Two Strikes and You’re Out: The Litvak Saga Comes to an End
- Government Moves to Voluntarily Dismiss Remaining Charge Against Jesse Litvak, Foregoing a Third Trial
- Second Circuit Potentially Revives Newman’s “Meaningfully Close Personal Relationship” Test, Amends Martoma Decision
- Kokesh and Its Impact on SEC Enforcement, a Year Later
Types of Securities: Equity