Nicole B. Puppieni’s practice focuses primarily on capital markets, financial and corporate transactions.

She has been assisting both Italian and international issuers as well as underwriters in public and private debt and equity offerings; and advising companies and financial institutions on securities laws, primarily on corporate and financial matters including, capital market transactions, domestic and cross-border mergers and acquisitions.

Nicole joined the firm in 2006 and was resident in the Milan office until 2008. From September 2009 to July 2010, she was resident in the New York office. 

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Selected Activities

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  • Erasmus Student, Law School of the University of Regensburg, Germany

Publications

Co-author of “The Listing Act: New Developments for Financial Markets in The European Union,” Cleary Gottlieb Alert Memo, 2024

Co-author of “DDL Capitali: Misure a Sostegno della Competitività del Mercato dei Capitali,” Cleary Gottlieb Alert Memo, 2024

  

Interviewed in “Preparing for the IPO: Legal Due Diligence,” by Borsa Italiana, July 2022

Interviewed in “Preparing for the IPO: Legal Due Diligence,” by Borsa Italiana, March 2022

“Italy,” in European Securities Law, Third Edition, Oxford University Press, March 2021

Co-author of “SRD II: CONSOB modifica il Regolamento Parti Correlate e il Regolamento Emittenti,” Cleary Gottlieb Alert Memo, 2020

Co-author of “Revised Rules on Italian Listed Company Capital Increases After the COVID-19 Outbreak,” Cleary Gottlieb Alert Memo, 2020

Co-author of “Revised Rules on Disclosure of Significant Shareholdings in Italian Listed Companies After COVID-19 Outbreak,” Cleary Gottlieb Alert Memo, 2020

Co-author of “The New Prospectus Regulation – The Story So Far,” Cleary Gottlieb Alert Memo, 2019

Co-author of “Debt Capital Markets 2016”, Getting the Deal Through, Law Business Research Ltd., 2016

Co-author of “Debt Capital Markets 2015”, Getting the Deal Through, Law Business Research Ltd., 2015

Co-author of “Debt Capital Markets 2014”, Getting the Deal Through, Law Business Research Ltd., 2014

“European Securities Law”, Edited by R. Panasar and P. Boeckman, Oxford University Press, 2013

Co-author of “Definizioni (art. 93-bis)” and “Offerta al pubblico di strumenti finanziari comunitari e di prodotti finanziari diversi dalle quote o azioni di OICR aperti (artt. 94-98-bis)”, Il Testo Unico della Finanza, edited by M. Fratini and G. Gasparri, UTET Giuridica, 2012

Co-author of the Italian chapter in “Governance. Legal Guidelines For International Management Practice”, edited by R. Theiselmann, Palgrave Macmillan, 2011

“The NYSE IPO Guide”, edited by T. Dempsey, Caxton Business & Legal Inc., 2010

Events