Caleb J. Robertson
Associate
Caleb Robertson’s practice focuses on civil litigation and enforcement matters.
Caleb represents financial institutions, securities trading firms, investment managers, and public companies in matters before government regulators and self-regulatory organizations, as well as in related civil litigation. He has also represented clients in a variety of complex civil litigations.
Caleb joined the firm in 2021. Before joining Cleary, Caleb was an associate at a leading U.S. law firm, where his practice focused on civil litigation and government investigations and enforcement.
Notable Experience
Civil Litigation
The CEO of Ripple Labs Inc. in litigation against the SEC in the U.S. District Court for the Southern District of New York
Enforcement
A cryptocurrency platform in connection with multiple government investigations
A large financial institution in connection with an investigation by a U.S. regulator related to its smart order router system
A large financial institution in connection with an investigation by a U.S. regulator related to its compliance with Regulation Best Interest
A Canadian investment firm and individual executives in connection with an SEC investigation into its compliance with Regulation SHO
Publications