Abby Shamray

Another Step Towards Federal AML Obligations for Investment Advisers

SEC Approves Amendments to Enhance Disclosure of Order Execution Information

FinCEN Tries Again . . . to Impose AML Requirements on Investment Advisers

SEC Adopts New Rules Broadening Dealer Registration Requirements

SEC Adopts Treasury Clearing Rule

CFTC Publishes Proposed Guidance on Futures Exchanges’ Listings of Voluntary Carbon Credits

CFTC Proposes Voluntary Carbon Credit Derivatives Guidance

CFTC Proposes Amendments to Conditional Exemptions for Commodity Pool Operators and Commodity Trading Advisors

CFTC Proposes Amendments to Margin Requirements for Uncleared Swaps

The CFTC’s Second Voluntary Carbon Markets Convening Provides Insight Into the CFTC’s Views on Its Regulatory and Enforcement Role in the Carbon Markets

What Happens if Congress Fails to Raise or Suspend the Debt Ceiling: How Market Participants Can Prepare for a Worst Case Scenario