Investment Company Determination Under the 1940 Act: Exemptions and Exceptions, Third Edition

Cleary Gottlieb associate Ben Rosenblum co-authored, Investment Company Determination Under the 1940 Act: Exemptions and Exceptions, Third Edition, published by the American Bar Association.

This third edition is the “go to” resource for lawyers and practitioners when determining whether a company is an investment company. It provides practical explanations about how to apply the most commonly-used exceptions and exemptions from investment company status, and identifies considerations under various exceptions and exemptions that can affect a lawyer’s opinion practice and advice.

Read the treatise (subscription required).