FINRA Provides Updated Cybersecurity Guidance to Broker-Dealer Firms

On December 20, 2018, the Financial Industry Regulatory Authority released a Report on Selected Cybersecurity Practices for broker-dealer firms.

This report reflects FINRA’s current perspective on the cybersecurity threat landscape based on observations from its examinations of securities firms.  Below we discuss the report’s key observations and contextualize these insights for members of the financial industry.

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